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perf: push left filters through ASOF joins - #24801

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Xuanwo:xuanwo/asof-filter-pushdown
Sep 22, 2026
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jayzhan211 merged 2 commits into
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Xuanwo:xuanwo/asof-filter-pushdown

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@Xuanwo

@Xuanwo Xuanwo commented Aug 30, 2026 •

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Which issue does this PR close?

Rationale for this change

An ASOF join emits each left row exactly once and does not change left-side
values. A deterministic predicate that references only the left input can
therefore run before matching. Right-only and mixed predicates must remain
above the join because unmatched right fields are NULL-padded, and volatile
predicates must keep their original evaluation point.

Pushing the safe subset reduces the rows entering the ASOF join and can expose
the predicate to further scan-level pushdown.

Performance

Q08 models a high-selectivity case with 10M ordered left rows, 100K ordered
right rows, and a left predicate that retains 1% of the input. It is included
in the ASOF benchmark suite.

On an Apple M4 Max, using a release build and two 7-iteration runs per
revision:

Revision Median elapsed
1cfc35579 (then-current main) 97.5 ms
This change 15.8 ms

This workload is 6.17x faster (83.8% lower elapsed time) because the
join processes 100K left rows instead of 10M.

target/release/benchmark_runner asof_join --query 8 --iterations 7

What changes are included in this PR?

  • Push deterministic left-only conjuncts below logical ASOF joins.
  • Keep right-only, mixed, and volatile predicates above the join.
  • Cover the observable optimizer behavior in asof_join.slt.
  • Add Q08 for selective left-side predicates to the ASOF benchmark suite.

Are these changes tested?

  • cargo fmt --all -- --check
  • cargo clippy --all-targets --all-features -- -D warnings
  • cargo test --profile ci -p datafusion-optimizer --all-features
  • cargo test --profile ci --test sqllogictests -- asof_join.slt
  • cargo run --profile ci --bin benchmark_runner -- asof_join --query 8 --iterations 1
  • The extended workspace test command from the contributor guide

Are there any user-facing changes?

No result semantics or public APIs change. Eligible ASOF joins may execute with
fewer left-side rows after logical optimization.

@github-actions github-actions Bot added sql SQL Planner logical-expr Logical plan and expressions optimizer Optimizer rules core Core DataFusion crate substrait Changes to the substrait crate proto Related to proto crate physical-plan Changes to the physical-plan crate labels Aug 30, 2026
@github-actions github-actions Bot added the auto detected api change Auto detected API change label Aug 30, 2026
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codecov-commenter commented Aug 30, 2026 •

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Codecov Report

✅ All modified and coverable lines are covered by tests.
✅ Project coverage is 82.42%. Comparing base (99af44a) to head (3585dee).
⚠️ Report is 10 commits behind head on main.

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github-merge-queue Bot pushed a commit that referenced this pull request Sep 4, 2026
## Which issue does this PR close?

- Part of #318.
- Umbrella PR: #23738.
- Depends on #23828 (merged).

## Rationale for this change

This is the logical-planning layer of the ASOF JOIN stack. It defines
the
logical contract and planner behavior separately from the SQL frontend
and
serialization formats.

#23828 is merged, so this PR's diff against `main` is the isolated
logical
layer. It no longer depends on the optional floating-point follow-up
#24375.

## What changes are included in this PR?

- Add `LogicalPlan::AsOfJoin`, `AsOfJoin`, and `AsOfMatch`.
- Validate deterministic expressions, input ownership, supported match
  operators, equality-key types, and USING constraints.
- Add `LogicalPlanBuilder` entry points and schema construction that
preserves
both qualified `USING` keys while exposing one unqualified wildcard key.
- Integrate ASOF joins with tree transforms, display, type coercion,
projection
  pruning, row bounds, and physical planning.
- Plan logical ASOF joins to the broadcast-based `AsOfJoinExec` from
#23828.
- Fail closed at proto, SQL unparser, and Substrait boundaries until
their
  owning stack layers add explicit support.
- Defer ASOF-specific functional-dependency refinement to #24799 and
filter
  pushdown to #24801 so each optimization can be reviewed independently.

## Are these changes tested?

Yes:

- `cargo fmt --all`
- `cargo clippy --all-targets --all-features -- -D warnings`
- `cargo test -p datafusion-expr min_rows_of_joins --all-features`
- `cargo test -p datafusion-substrait
asof_join_fails_closed_until_substrait_has_an_extension --all-features`
- The extended workspace test command from the contributor guide

## Are there any user-facing changes?

This adds logical-plan and builder APIs for ASOF joins. SQL syntax,
DataFrame
APIs, and plan serialization are intentionally left to dependent stack
PRs.
Floating equality keys remain rejected by the merged physical operator
unless
the independent follow-up #24375 is also included.

As with any new public `LogicalPlan` variant, downstream exhaustive
matches must
add an arm. The variant is appended so existing variants retain their
`PartialOrd` ordering; maintainers should still treat the enum addition
as a
Rust source-compatibility break.

This PR can be reviewed independently now that #23828 has merged. The
optimization follow-ups #24799 and #24801 are not required by the core
ASOF
stack.
osipovartem added a commit to Embucket/datafusion that referenced this pull request Sep 13, 2026
* feat: add ASOF join physical operator (apache#23828)

## Which issue does this PR close?

- Part of apache#318.
- Umbrella PR: apache#23738.
- Follow-up for floating-point equality keys: apache#24375.

## Rationale for this change

This is the first layer of the ASOF JOIN stack. It establishes a
broadcast-based physical execution contract independently so later
floating-point equality, logical-plan, SQL, DataFrame, and serialization
changes
can be reviewed as smaller follow-up PRs.

The initial implementation deliberately favors the simpler broadcast
design:
the right input must fit in memory and each left partition scans the
shared
right-side batches. A repartitioned implementation can be evaluated
separately
without changing the ASOF semantics introduced here.

Floating-point equality keys are rejected in this base layer because
Arrow's
required sort order distinguishes `-0.0` from `+0.0` while join equality
does
not. apache#24375 adds the required ordering normalization as an independently
reviewable layer.

## What changes are included in this PR?

- Add `AsOfJoinExec` for left-preserving, Snowflake-style ASOF
semantics.
- Coalesce and collect the ordered right input once, then share it
across all
  left partitions.
- Keep the left input partitioned so each partition can scan
independently and
  preserve the left-side output partitioning.
- Preserve merge state across input and output batch boundaries.
- Reserve each retained Arrow buffer exactly once, including when
right-side
batches are zero-copy slices, and expose build, match, and output
metrics.
- Define output properties and statistics for the broadcast execution
model.
- Reject floating-point equality keys until apache#24375 supplies a
sort/equality
  contract that handles signed zero correctly.
- Add physical operator tests covering match directions, equality
groups,
batch boundaries, unmatched rows, invalid contracts, shared-buffer
memory
accounting, multi-partition broadcast execution, and float-key
rejection.

## Are these changes tested?

Yes:

- `cargo fmt --all`
- `cargo clippy --all-targets --all-features -- -D warnings`
- `cargo test -p datafusion-physical-plan joins::asof_join
--all-features`
- Extended workspace tests from the contributor guide
- FFI integration tests

## Are there any user-facing changes?

This adds a new physical operator API. The base operator deliberately
rejects
floating-point equality keys; apache#24375 adds full Float16, Float32, and
Float64
support. SQL and DataFrame APIs are left to later dependent PRs.

---------

Co-authored-by: Yongting You <2010youy01@gmail.com>

* feat: add ASOF join logical semantics (apache#23829)

- Part of apache#318.
- Umbrella PR: apache#23738.
- Depends on apache#23828 (merged).

This is the logical-planning layer of the ASOF JOIN stack. It defines
the
logical contract and planner behavior separately from the SQL frontend
and
serialization formats.

logical
layer. It no longer depends on the optional floating-point follow-up

- Add `LogicalPlan::AsOfJoin`, `AsOfJoin`, and `AsOfMatch`.
- Validate deterministic expressions, input ownership, supported match
  operators, equality-key types, and USING constraints.
- Add `LogicalPlanBuilder` entry points and schema construction that
preserves
both qualified `USING` keys while exposing one unqualified wildcard key.
- Integrate ASOF joins with tree transforms, display, type coercion,
projection
  pruning, row bounds, and physical planning.
- Plan logical ASOF joins to the broadcast-based `AsOfJoinExec` from
- Fail closed at proto, SQL unparser, and Substrait boundaries until
their
  owning stack layers add explicit support.
- Defer ASOF-specific functional-dependency refinement to apache#24799 and
filter
  pushdown to apache#24801 so each optimization can be reviewed independently.

Yes:

- `cargo fmt --all`
- `cargo clippy --all-targets --all-features -- -D warnings`
- `cargo test -p datafusion-expr min_rows_of_joins --all-features`
- `cargo test -p datafusion-substrait
asof_join_fails_closed_until_substrait_has_an_extension --all-features`
- The extended workspace test command from the contributor guide

This adds logical-plan and builder APIs for ASOF joins. SQL syntax,
DataFrame
APIs, and plan serialization are intentionally left to dependent stack
PRs.
Floating equality keys remain rejected by the merged physical operator
unless
the independent follow-up apache#24375 is also included.

As with any new public `LogicalPlan` variant, downstream exhaustive
matches must
add an arm. The variant is appended so existing variants retain their
`PartialOrd` ordering; maintainers should still treat the enum addition
as a
Rust source-compatibility break.

This PR can be reviewed independently now that apache#23828 has merged. The
optimization follow-ups apache#24799 and apache#24801 are not required by the core
ASOF
stack.

* feat: support ASOF JOIN SQL (apache#23830)

- Part of apache#318.
- Umbrella PR: apache#23738.
- Builds on apache#23829 and apache#23828, both merged.

This is the SQL frontend layer of the ASOF JOIN stack. It adds syntax
and
unparsing on top of the merged physical and logical contracts. The PR
now
contains only the isolated SQL frontend diff.

- Plan `ASOF JOIN ... MATCH_CONDITION (...)` with optional `ON` or
`USING`
  equality keys.
- Reject unsupported match shapes and non-equality `ON` predicates.
- Unparse ASOF joins while preserving right-side candidate preselection
and
  nested join scope.
- Document the supported SQL syntax and semantics, including qualified
`USING` keys, left-partitioned broadcast execution, the full-right
memory
requirement, repeated scans, and the absence of spill/repartitioned
ASOF.
- Add SQL integration and sqllogictest coverage for all four match
directions,
coercion, equality-free joins, USING, invalid contracts, EXPLAIN,
boundedness,
  and optimized-plan round trips.
- Verify the broadcast topology with a multi-partition left input: left
  partitioning is preserved while the right input is single-partitioned.

Yes:

- `cargo fmt --all`
- `./ci/scripts/doc_prettier_check.sh --write --allow-dirty`
- `cargo clippy --all-targets --all-features -- -D warnings`
- `cargo test -p datafusion --test core_integration asof --all-features`
- `cargo test -p datafusion-sqllogictest --test sqllogictests
--all-features -- asof_join`
- The extended workspace test command from the contributor guide

Users can express Snowflake-style ASOF joins in SQL with
`MATCH_CONDITION`, optional equality keys, and `<`, `<=`, `>`, or `>=`
match
directions. With `USING`, wildcard output exposes one unqualified key
while
both qualified input keys remain addressable. The user guide also
documents
the initial broadcast strategy and its memory/no-spill limitations.

stack and
does not depend on the optional floating-point follow-up apache#24375.

---------

Co-authored-by: Xuanwo <github@xuanwo.io>
Co-authored-by: Yongting You <2010youy01@gmail.com>
@Xuanwo
Xuanwo force-pushed the xuanwo/asof-filter-pushdown branch from 3a5e377 to 3c05055 Compare September 20, 2026 14:09
@github-actions github-actions Bot removed sql SQL Planner logical-expr Logical plan and expressions core Core DataFusion crate substrait Changes to the substrait crate proto Related to proto crate physical-plan Changes to the physical-plan crate labels Sep 20, 2026
@Xuanwo
Xuanwo marked this pull request as ready for review September 20, 2026 14:10
@github-actions github-actions Bot removed the auto detected api change Auto detected API change label Sep 20, 2026
@Xuanwo
Xuanwo force-pushed the xuanwo/asof-filter-pushdown branch from 3c05055 to 3c71cdb Compare September 20, 2026 15:11
@github-actions github-actions Bot added the sqllogictest SQL Logic Tests (.slt) label Sep 20, 2026
@Xuanwo

Xuanwo commented Sep 20, 2026

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Hi @2010YOUY01 and @jayzhan211, this ASOF filter pushdown follow-up is ready for review. Would you mind taking a look when you have time? Thanks!

@jayzhan211 jayzhan211 left a comment

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Thanks @Xuanwo! A few suggestions

Comment thread datafusion/sqllogictest/test_files/asof_join.slt
Comment thread datafusion/optimizer/src/push_down_filter.rs

@jayzhan211 jayzhan211 left a comment

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Thanks @Xuanwo , LGTM!

@jayzhan211
jayzhan211 added this pull request to the merge queue Sep 22, 2026
Merged via the queue into apache:main with commit 2e7f2eb Sep 22, 2026
41 checks passed
dwsmith1983 pushed a commit to dwsmith1983/datafusion that referenced this pull request Sep 26, 2026
## Which issue does this PR close?

- Part of apache#318.
- Follow-up to apache#24801.

## Rationale for this change

When a filter selects one ASOF equality-key group on the left, rows in
other right-side groups cannot match any surviving left row. The
broadcast join still sorts and retains those right rows unless the same
key filter is applied to the right input.

## Performance

Q09 has 50M rows on each side across 500K equality groups. `WHERE l.key
= 42` retains one group and produces 100 rows with both revisions. On an
Apple M4 Max, using independent release builds and two 7-iteration runs
per revision, the median elapsed time across all 14 iterations was:

| Revision | Median elapsed |
| --- | ---: |
| `main` without this optimization (`92559afc0`) | 972.1 ms |
| This change (`c7522fa37`) | 78.5 ms |

This selective keyed workload is about **12.4x faster** (91.9% lower
elapsed time). The benchmark file and command were the same for both
binaries:

```shell
target/release/benchmark_runner asof_join --query 9 --iterations 7
```

## What changes are included in this PR?

- Mirror a pushed `left_key = literal` predicate to the corresponding
right key when both join keys are direct columns of the same type.
- Keep the original left filter and ASOF null-padding behavior
unchanged. Other predicate shapes and coerced or expression-based keys
are not inferred.
- Add result and plan coverage in `asof_join.slt`, plus a keyed
selective workload as ASOF benchmark Q09.

## What is the testing strategy for this PR?

The SLT cases check the mirrored plan, matching and unmatched results, a
right-side `IS NULL` filter, and a left disjunction that must not prune
the right input. Q09 runs the user-visible query with 50M rows per side
across 500K groups, selecting one group.

## Are there any user-facing changes?

No API or result changes. Eligible ASOF joins can sort and retain fewer
right-side rows.
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